The advice file review platform

Every advice file, checked before it matters.

A more consistent, evidence-led way to review financial advice. It starts with your weekly commission statement, so the right files are audited first. AI helps surface what matters. Your compliance team makes the call.

Corporations Act s912DABASIC RG 78 & RG 277Templestone audit checklistHuman oversight

A connected review process

From submission to a defensible decision.

Keep the file, the evidence and the decision together, without losing sight of the person responsible for the final call.

Submit

The adviser provides the advice file and supporting documents.

Surface

Checks bring forward possible gaps with source-linked evidence.

Decide

A reviewer accepts, edits or rejects each proposed finding.

Resolve

The adviser responds and the reviewer tracks what changed.

Governance by design

Technology assists. People remain accountable.

Every suggested finding can be traced back to a rule and the document evidence behind it. Ratings and issued reports remain in the hands of a qualified reviewer.

AI-assisted checks

Structured suggestions, not automatic conclusions.

Reviewer authority

A recorded decision before any finding is issued.